FINE-STRUCTURE CONSTANT

What is the fine-structure constant?



Many smart physicists wonder about it; some obsess over it; a few have gone mad. Physicists like the late Richard Feynman said that it’s not something any human can or will ever understand; it’s a rabbit-hole that quantum physicists must stand beside and peer into to do their work; but for heaven’s sake don’t rappel into its depths. No one who does has ever returned and talked sense about it.

I’m a Pontificator, not a scientist. I hope I don’t start to regret writing this essay. I hope I don’t make an ass of myself as I dare to go where angels fear to tread.

My plan is to explain a mystery of existence that can’t be explained — even to people who have math skills, which I am certain most of my readers don’t. Lack of skills should not trouble anyone, because if anyone has them, they won’t understand my explanation anyway.

My destiny is failure. I don’t care. My promise, as always, is accuracy. If people point out errors, I fix them. I write to understand; to discover and learn.

My recommendation to readers is to take a dose of whatever medicine calms their nerves; to swallow whatever stimulant might ignite electrical fires in their brains; to inhale, if necessary, doctor-prescribed drugs to amplify conscious experience and broaden their view of the cosmos. Take a trip with me; let me guide you. When we’re done, you will know nothing about the fine-structure constant except its value and a few ways curious people think about it.

Oh yes, we’re going to rappel into the depths of the rabbit-hole, I most certainly assure you, but we’ll descend into the abyss together. When we get lost (and we most certainly will) — should we fall into despair and abandon our will to fight our way back — we’ll have a good laugh; we’ll cry; we’ll fall to our knees; we’ll become hysterics; we’ll roll on the soft grass we can feel but not see; we will weep the loud belly-laugh sobs of the hopelessly confused and completely insane — always together, whenever necessary.


spelunkers-caving-rabbit-hole-fine-structure
We will get lost together. This rabbit-hole is the Krubera Cave of Abkhazia land. It is the deepest cave in the world. Notice the tiny humans, for scale.

Isn’t getting lost with a friend what makes life worth living? Everyone gets lost eventually; it’s better when we get lost together. Getting lost with someone who doesn’t give a care; who won’t even pretend to understand the simplest things about the deep, dark places that lie miles beyond our grasp; that lie beneath our feet; that lie, in some cases, just behind our eyeballs; it’s what living large is all about.

Isn’t it?


Well, for those who fear getting lost, what follows is a map to important rooms in the rather elaborate labyrinth of this essay. Click on subheadings to wander about in the caverns of knowledge wherever you will. Don’t blame me if you miss amazing stuff.  Amazing is what hides within and between the rooms for anyone to discover who has the serenity to take their time, follow the spelunking Sherpa (me), and trust that he (me) will extricate them eventually — sane and unharmed.  

1 — Complex Numbers, Probabilities, and Vectors
2 — Elementary particles
3 — Coupling constants
4 — Irrational numbers and music 
5 — Gravity and Relativity 
6 — Fine Structure: What is it, exactly?
7 — Mystic and numerology secrets of 137
8 — Why alpha (α)?
9 — Twelve whys for alpha (α) 
10 — Deepest mystery 
11 — Summary
12 — Avoiding the rabbit hole


Anyway, relax. Don’t be nervous. The fine-structure constant is simply a number — a pure number. It has no meaning. It stands for nothing — not inches or feet or speed or weight; not anything. What can be more harmless than a number that has no meaning?

Well, most physicists think it reveals, somehow, something fundamental and complicated going on in the inner workings of atoms — dynamics that will never be observed or confirmed, because they can’t be. The world inside an atom is impossibly small; no advance in technology will ever open that world to direct observation by humans.

What physicists can observe is the frequencies of light that enormous collections of atoms emit. They use prisms and spectrographs. What they see is structure in the light where none should be. They see gaps — very small gaps inside a single band of color, for example. They call it fine structure.

The Greek letter alpha (α) is the shortcut folks use for the fine-structure constant, so they don’t have to say a lot of words. The number is the square of another number that can have (and almost always does have) two or more parts — a complex number. Complex numbers have real and imaginary parts; math people say that complex numbers are usually two dimensional; they must be drawn on a sheet of two dimensional graph paper — not on a number line, like counting numbers always are.

Don’t let me turn this essay into a math lesson; please, …no. We can’t have readers projectile vomiting or rocking to the catatonic rhythms of a panic attack. We took our medicines, didn’t we? We’re going to be fine.

I beg readers to trust; to bear with me for a few sentences more. It will do no harm. It might do good. Besides, we can get through this, together.

Like me, you, dear reader, are going to experience power and euphoria, because when people summon courage; when they trust; when they lean on one another; when — like countless others — you put your full weight on me; I will carry you. You are about to experience truth, maybe for the first time in your life. Truth, the Ancient-of-Days once said, is that golden key that unlocks our prison of fears and sets us free.

Reality is going to change; minds will change; up is going to become down; first will become last and last first. Fear will turn into exhilaration; exhilaration into joy; joy into serenity; and serenity into power. But first, we must inner-tube our way down the foamy rapids of the next ten paragraphs. Thankfully, they are short paragraphs, yes….the journey is do-able, peeps. I will guide you.

The number (3 + 4i) is a complex number. It’s two dimensional. Pick a point in the middle of a piece of graph paper and call it zero (0 + 0i). Find a pencil — hopefully one with a sharp point. Move the point 3 spaces to the right of zero; then move it up 4 spaces. Make a mark. That mark is the number (3 + 4i). Mathematicians say that the “i” next to the “4” means “imaginary.” Don’t believe it.

They didn’t know what they were talking about, when first they worked out the protocols of two-dimensional numbers. The little “i” means “up and down.” That’s all. When the little “i” isn’t there, it means side to side. What could be more simple?

Draw a line from zero (0 + 0i) to the point (3 + 4i). The point is three squares to the right and 4 squares up. Put an arrow head on the point. The line is now an arrow, which is called a vector. This particular vector measures 5 squares long (get out a ruler and measure, anyone who doesn’t believe).

The vector (arrow) makes an angle of 53° from the horizontal. Find a protractor in your child’s pencil-box and measure it, anyone who doubts. So the number can be written as (5∠53), which simply means it is a vector that is five squares long and 53° counter-clockwise from horizontal. It is the same number as (3 + 4i), which is 3 squares over and 4 squares up.

The vectors used in quantum mechanics are smaller; they are less than one unit long, because physicists draw them to compute probabilities. A probability of one is 100%; it is certainty. Nothing is certain in quantum physics; the chances of anything at all are always less than certainty; always less than one; always less than 100%.


multiply-complex-numbers-fine-structure
To multiply the vectors Z and W, add their angles and multiply their lengths. The vector ZW is the result; its overall length is called its amplitude. When both vectors Z and W are shorter than the side of one square in length, the vector ZW will become the shortest vector, not the longest (as it is in this example), because multiplying fractions together always results in a fraction that is less than the fractions that were multiplied. Right? To calculate what is called the probability density, simply multiply the length of the amplitude vector by itself, which will shrink it further, because its length (called its magnitude) is always a fraction that is less than one in quantum probability problems. This operation is called ‘’the Born Rule” where the magnitude of an amplitude is squared; it reduces a two-dimensional complex number to a one-dimensional unit-less number, which is — as said before — a probability. Experiments with electrons and photons must be performed to reveal interaction amplitude values; when these numbers are squared, the fine structure constant is the result. The probability density is a constant. That by itself is amazing.

Using simple rules, a vector that is less than one unit long can be used in the mathematics of quantum probabilities to shrink and rotate a second vector, which can shrink and rotate a third, and a fourth, and so on until the process of steps that make up a quantum event are completed. Lengths are multiplied; angles are added. The rules are that simple. The overall length of the resulting vector is called its amplitude.

Yes, other operations can be performed with complex numbers; with vectors. They have interesting properties. Multiplying and dividing by the “imaginary” i rotates vectors by 90°, for example. Click on links to learn more. Or visit the Khan Academy web-site to watch short videos. It’s not necessary to know how everything works to stumble through this article.

The likelihood that an electron will emit or absorb a photon cannot be derived from the mathematics of quantum mechanics. Neither can the force of the interaction. Both must be determined by experiment, which has revealed that the magnitude of these amplitudes is close to ten percent (.085424543… to be more exact), which is about eight-and-a-half percent.

What is surprising about this result is that when physicists multiply the amplitudes with themselves (that is, when they “square the amplitudes“) they get a one-dimensional number (called a probability density), which, in the case of photons and electrons, is equal to alpha (α), the fine-structure constant, which is .007297352… or 1 divided by 137.036… .

Get out the calculator and multiply .08524542 by itself, anyone who doesn’t believe. Divide the number “1” by 137.036 to confirm.

From the knowledge of the value of alpha (α) and other constants, the probabilities of the quantum world can be calculated; when combined with the knowledge of the vector angles, the position and momentum of electrons and photons, for example, can be described with magical accuracy — consistent with the well-known principle of uncertainty, of course, which readers can look up on Wikipedia, should they choose to get sidetracked, distracted, and hopelessly lost.

Magical” is a good word, because these vectors aren’t real. They are made up — invented, really — designed to mimic mathematically the behavior of elementary particles studied by physicists in quantum experiments. No one knows why complex vector-math matches the experimental results so well, or even what the physical relationship of the vector-math might be (if any), which enables scientists to track and measure tiny bits of energy.

To be brutally honest, no one knows what the “tiny bits of energy” are, either. Tiny things like photons and electrons interact with measuring devices in the same ways the vector-math says they should. No one knows much more than that.

And no one knows the reasons why. Not even the late Richard Feynman knew why the methods of quantum chromodynamics (QCD) and the methods of quantum electrodynamics (QED) — which he invented and for which he won a Nobel Prize in 1965 — worked.

What is known is that the strong force of QCD is 137 times stronger than the electromagnetic force of QED — inside the center of atoms. Multiply the strong force by (α) to get the EM force.  No one knows why.

There used to be hundreds of tiny little things that behaved inexplicably during experiments. It wasn’t only tiny pieces of electricity and light. Physicists started running out of names to call them all. They decided that the mess was too complicated; they discovered that they could simplify the chaos by inventing some new rules; by imagining new particles that, according to the new rules, might never be observed; they named them quarks.

By assigning crazy attributes (like color-coded strong forces) to these quarks, they found a way to reduce the number of elementary particles to seventeen; these are the stuff that makes up the so-called Standard Model. The model contains a collection of neutrons and muons; and quarks and gluons; and thirteen other things — researchers made the list of subatomic particles shorter and a lot easier to organize and think about.

Some particles are heavy, some are not; some are force carriers; one — the Higgs — imparts mass to the rest. The irony is this: none are particles; they only seem to be because of the way we look at and measure whatever they really are. And the math is simpler when we treat the ethereal mist like a collection of particles instead of tiny bundles of vibrating momentum within an infinite continuum of no one knows what.


feynman-diagram
Feynman diagrams help physicists think about what’s going on without getting bogged down in the mathematical details of subatomic particle interactions. View video below for more details. Diagram protocols start at 12:36 into the video. 

Physicists have developed protocols to describe them all; to predict their behavior. One thing they want to know is how forcefully and in which direction these fundamental particles move when they interact, because collisions between subatomic particles can reveal clues about their nature; about their personalities, if anyone wants to think about them that way.

The force and direction of these collisions can be quantified by using complex (often three-dimensional) numbers to work out between particles a measure during experiments of their interaction probabilities and forces, which help theorists to derive numbers to balance their equations. These balancing numbers are called coupling constants.



The fine-structure constant is one of a few such coupling constants. It is used to make predictions about what will happen when electrons and photons interact, among other things. Other coupling constants are associated with other unique particles, which have their own array of energies and interaction peculiarities; their own amplitudes and probability densities; their own values. One other example I will mention is the gravitational coupling constant.

To remove anthropological bias, physicists often set certain constants such as the speed of light (c), the reduced Planck constant () , the fundamental force constant (e), and the Coulomb force constant (4πε) equal to “one”. Sometimes the removal of human bias in the values of the constants can help to reveal relationships that might otherwise go unnoticed.

The coupling constants for gravity and fine-structure are two examples.

{\alpha}_g = m_e^2  for gravity;

\alpha = e^2  for fine-structure.

These relationships pop-out of the math when extraneous constants are simplified to unity.

Despite their differences, one thing turns out to be true for all coupling constants — and it’s kind of surprising. None can be derived or worked out using either the theory or the mathematics of quantum mechanics. All of them, including the fine-structure constant, must be discovered by painstaking experiments. Experiments are the only way to discover their values.

Here’s the mind-blowing part: once a coupling constant — like the fine-structure alpha (α) — is determined, everything else starts falling into place like the pieces of a puzzle.

The fine-structure constant, like most other coupling constants, is a number that makes no sense. It can’t be derived — not from theory, at least. It appears to be the magnitude of the square of an amplitude (which is a complex, multi-dimensional number), but the fine-structure constant is itself one-dimensional; it’s a unit-less number that seems to be irrational, like the number π.

For readers who don’t quite understand, let’s just say that irrational numbers are untidy; they are unwieldy; they don’t round-off; they seem to lack the precision we’ve come to expect from numbers like the gravity constant — which astronomers round off to four or five decimal places and apply to massive objects like planets with no discernible loss in accuracy. It’s amazing to grasp that no constant in nature, not even the gravity constant, seems to be a whole number or a fraction.

Based on what scientists think they know right now, every constant in nature is irrational. It has to be this way.

Musicians know that it is impossible to accurately tune a piano using whole numbers and fractions to set the frequencies of their strings. Setting minor thirds, major thirds, fourths, fifths, and octaves based on idealized, whole-number ratios like 3:2 (musicians call this interval a fifth) makes scales sound terrible the farther one goes from middle C up or down the keyboard.


Jimi Hendrix, a veteran of the US Army’s 101st Airborne Division, rose to mega-stardom in Europe several years before 1968 when it became the American public’s turn to embrace him after he released his landmark album, Electric Ladyland. Some critics today say that Jimi remains the best instrumentalist who has ever lived. Mr. Hendrix achieved his unique sound by using non-intuitive techniques to tune and manipulate string frequencies. Some of these methods are described in the previous link. It is well worth the read.

No, in a properly tuned instrument the frequencies between adjacent notes differ by the twelfth root of 2, which is 1.059463094…. . It’s an irrational number like “π” — it never ends; it can’t be written like a fraction; it isn’t a ratio of two whole numbers.

In an interval of a major fifth, for example, the G note vibrates 1.5 times faster than the C note that lies 7 half-steps (called semitones) below it. To calculate its value, take the 12th root of two and raise it to the seventh power. It’s not exactly 1.5. It just isn’t.

Get out the calculator and try it, anyone who doesn’t believe.


[Note from the Editorial Board: a musical fifth is often written as 3:2, which implies the fraction 3/2, which equals 1.5. Twelve half-notes make an octave; the starting note plus 7 half-steps make 8. Dividing these numbers by four makes 12:8 the same proportion as 3:2, right? The fraction 3/2 is a comparison of the vibrational frequencies (also of the nodes) of the strings themselves, not the number of half-tones in the interval.

However, when the first note is counted as one and flats and sharps are ignored, the five notes that remain starting with C and ending with G, for example, become the interval known as a perfect fifth. It kind of makes sense, until musicians go deeper; it gets a lot more complicated. It’s best to never let musicians do math or mathematicians do music. Anyone who does will create a mess of confusion, eight times out of twelve, if not more.]


An octave of 12 notes exactly doubles the vibrational frequency of a note like middle C, but every note in between middle C and the next higher octave is either a little flat or a little sharp. It doesn’t seem to bother anyone, and it makes playing in large groups with different instruments possible; it makes changing keys without everybody having to re-tune their instruments seem natural — it wasn’t as easy centuries ago when Mozart got his start.

The point is this:

Music sounds better when everyone plays every note a little out of tune. It’s how the universe seems to work too.

Irrationality is reality. It works just fine.

As for gravity, it works in part because space-time seems to curve and weave in the presence of super-heavy objects. No particle has ever been found that doesn’t follow the curved space-time paths that surround massive objects like our Sun.


Notice the speed of the hands of the clocks and how they vary in space-time. Clocks slow down when they are accelerated or when they are immersed in the gravity of a massive object, like the star at the center of this GIF. Click on it for a better view.

Even particles like photons of light, which in the vacuum of space have no mass (or electric charge, for that matter) follow these curves; they bend their trajectories as they pass by heavy objects, even though they lack the mass and charge that some folks might assume they should to conduct an interaction.

Massless, charge-less photons do two things: first, they stay in their lanes — that is they follow the curved currents of space-time that exist near massive objects like a star; they fall across the gravity gradient toward these massive objects at exactly the same rate as every other particle or object in the universe would if they found themselves in the same gravitational field.

Second, light refracts in the dielectric of a field of gravity in the same way it refracts in any dielectric—like glass, for example. The deeper light falls into a gravity field, the stronger is the field’s refractive index, and the more light bends. 

Measurements of star-position shifts near the edge of our own sun helped prove that space and time are curved like Einstein said and that Isaac Newton‘s gravity equation gives accurate results only for slow moving, massive objects.

Massless photons traveling from distant stars at the speed of light deflect near our sun at twice the angle of slow-moving massive objects. The deflection of light can be accounted for by calculating the curvature of space-time near our sun and adding to it the deflection forced by the refractive index of the gravity field where the passing starlight is observed. 



In the exhilaration of observations by Eddington during the eclipse of 1919 which confirmed Einstein’s general theory, Einstein told a science reporter that space and time cannot exist in a universe devoid of matter and its flip-side equivalent, energy. People were stunned, some of them, into disbelief. Today, all physicists agree.

The coupling constants of subatomic particles don’t work the same way as gravity. No one knows why they work or where the constants come from. One thing scientists like Freeman Dyson have said: these constants don’t seem to be changing over time.

Evidence shows that these unusual constants are solid and foundational bedrocks that undergird our reality. The numbers don’t evolve. They don’t change.

Confidence comes not only from data carefully collected from ancient rocks and meteorites and analyzed by folks like Denys Wilkinson, but also from evidence uncovered by French scientists who examined the fossil-fission-reactors located at the Oklo uranium mine in Gabon in equatorial Africa. The by-products of these natural nuclear reactors of yesteryear have provided incontrovertible evidence that the value of the fine-structure constant has not changed in the last two-billion years. Click on the links to learn more.

Since this essay is supposed to describe the fine-structure constant named alpha (α), now might be a good time to ask: What is it, exactly? Does it have other unusual properties beside the coupling forces it helps define during interactions between electrons and photons? Why do smart people obsess over it?

I am going to answer these questions, and after I’ve answered them we will wrap our arms around each other and tip forward, until we lose our balance and fall into the rabbit hole. Is it possible that someone might not make it back? I suppose it is. Who is ready?

Alpha (α) (the fine-structure constant) is simply a number that is derived from a rotating vector (arrow) called an amplitude that can be thought of as having begun its rotation pointing in a negative (minus or leftward direction) from zero and having a length of .08524542…. . When the length of this vector is squared, the fine-structure constant emerges.

It’s a simple number — .007297352… or 1 / 137.036…. It has no physical significance. The number has no units (like mass, velocity, or charge) associated with it. It’s a unit-less number of one dimension derived from an experimentally discovered, multi-dimensional (complex) number called an amplitude.

We could imagine the amplitude having a third dimension that drops through the surface of the graph paper. No matter how the amplitude is oriented in space; regardless of how space itself is constructed mathematically, only the absolute length of the amplitude squared determines the value of alpha (α).

Amplitudesand probability densities calculated from them, like alpha (α) — are abstract. The fine-structure constant alpha (α) has no physical or spatial reality whatsoever. It’s a number that makes interaction equations balance no matter what systems of units are used.

Imagine that the amplitude of an electron or photon rotates like the hand of a clock at the frequency of the photon or electron associated with it. Amplitude is a rotating, multi-dimensional number. It can’t be derived. To derive the fine structure constant alpha (α), amplitudes are measured during experiments that involve interactions between subatomic particles; always between light and electricity; that is, between photons and electrons.

I said earlier that alpha (α) can be written as the fraction “1 / 137.036…”. Once upon a time, when measurements were less precise, some thought the number was exactly 1 / 137.

The number 137 is the 33rd prime number after zero; the ancients believed that both numbers, 33 and 137, played important roles in magic and in deciphering secret messages in the Bible. The number 33 was Christ’s age at his crucifixion. It was proof, to ancient numerologists, of his divinity.

The number 137 is the value of the Hebrew word, קַבָּלָה (Kabbala), which means to receive wisdom.

In the centuries before quantum physics — during the Middle Ages  — non-scientists published a lot of speculative nonsense about these numbers. When the numbers showed up in quantum mechanics during the twentieth century, mystics raised their eyebrows. Some convinced themselves that they saw a scientific signature, a kind of proof of authenticity, written by the hand of God.

That 137 is the 33rd prime number may seem mysterious by itself. But it doesn’t begin to explain the mysterious properties of the number 33 to the mathematicians who study the theory of numbers. The following video is included for those readers who want to travel a little deeper into the abyss.



Numerology is a rabbit-hole in and of itself, at least for me. It’s a good thing that no one seems to be looking at the numbers on the right side of the decimal point of alpha (α) — .036 might unglue the too curious by half.

Read right to left (as Hebrew is), the number becomes 63 — the number of the abyss

I’m going to leave it there. Far be it for me to reveal more, which might drive innocents and the uninitiated into forests filled with feral lunatics.

Folks are always trying to find relationships between α and other constants like π and e. One that I find interesting is the following:

\frac{1}{\alpha}  =  {4{\pi^3} + \pi^2 + \pi}

Do the math. It’s mysterious, no?

Well, it might be until someone subtracts

\frac{9}{\pi^9}

which brings the result even closer to the experimentally determined value of α. Somehow, mystery diminishes with added complexity, correct? Numerology can lead to peculiar thinking e times out of π.  Right?


fine-structure-constant-triangle
People’s fascination with the fine-structure constant has led to many unusual insights, such as this one, found during an image search on the web. The hypotenuse is 137.036015… .

The view today is that, yes, alpha (α) is annoyingly irrational; yet many other quantum numbers and equations depend upon it. The best known is:

e=\sqrt{2hc\epsilon\alpha} .

What does it mean?

It means that the electric charge of an electron is equal to the square root of a number.

What number?

Well… it is a number that is two times the Planck constant (h); times the speed of light constant (c); times the electric constant (ε); times the fine-structure constant (α).

Why?

No one knows.

These constants (and others) show up everywhere in quantum physics. They can’t be derived from first principles or pure thought. They must be measured.

As technology improves, scientists make better measurements; the values of the constants become more precise. These constants appear in equations that are so beautiful and mysterious that they sometimes raise the hair on the back of a physicist’s head.

The equations of quantum physics tell the story about how small things that can’t be seen relate to one another; how they interact to make the world we live in possible. The values of these constants are not arbitrary. Change their values even a little, and the universe itself will pop like a bubble; it will vanish in a cosmic blip.

How can a chaotic, quantum house-of-cards depend on numbers that can’t be derived; numbers that appear to be arbitrary and divorced from any clever mathematical precision or derivation?

What is going on?

How can it be?

The inability to solve the riddles of these constants while thinking deeply about them has driven some of the most clever people on Earth to near madness — the fine-structure constant (α) is the most famous nut-cracker, because its reciprocal (137.036…) is so very close to the numerology of ancient alchemy and the kabbalistic mysteries of the Bible.

What is the number alpha (α) for? Why is it necessary? What is the big deal that has garnered the attention of the world’s smartest thinkers? Why is the number 1 / 137 so dang important during the modern age, when the mysticism of the ancient bards has been largely put aside?

Well, two reasons come immediately to mind. Physicists are adamant; if α was less than 1 / 143 or more than 1 / 131, the production of carbon inside stars would be impossible. All life we know is carbon-based. The life we know could not arise.

The second reason? If alpha (α) was less than 1 / 151 or more than 1 / 124, stars could not form. With no stars, the universe becomes a dark empty place.

Conscious life got lucky. The fine-structure constant (α) sits smack-dab in the middle of a sweet spot that makes a cosmos full of stars and life possible; perhaps inevitable.


fundamental-constants
These are the values of some of the fundamental constants mentioned in this essay. Plug them into formulas to confirm they work, any reader who enjoys playing with their calculator. It’s clear that these numbers make no precisional sense; their values don’t correspond to anything one might find on any list of rational numbers. It’s possible that they make no geometric sense, either. If so, then God is not a mathematician. 

Without mathematics, humans have no hope of understanding the universe.

Yet, here we are wrestling against all the evidence; against all the odds that the mysteries of existence will forever elude us. We cling to hope like a drowning sailor at sea, praying that the hour of rescue will soon come; we will blow our last breath in triumph; humans can understand. Everything is going to fall into place just as we always knew it would.

It might surprise some readers to learn that the number alpha (α) has a dozen explanations; a dozen interpretations; a dozen main-stream applications in quantum mechanics.

The simplest hand-wave of an explanation I’ve seen in print is that depending on ones point of view,  “α” quantifies either the coupling strength of electromagnetism or the magnitude of the electron charge. I can say that it’s more than these, much more. 

One explanation that seems reasonable on its face is that the magnetic-dipole spin of an electron must be interacting with the magnetic field that it generates as it rushes about its atom’s nucleus. This interaction produces energies which — when added to the photon energies emitted by the electrons as they hop between energy states — disrupt the electron-emitted photon frequencies slightly.

This jiggling (or hopping) of frequencies causes the fine structure in the colors seen on the screens and readouts of spectrographs — and in the bands of light which flow through the prisms that make some species of spectrographs work.

OK… it might be true. It’s possible. Nearly all physicists accept some version of this explanation.

Beyond this idea and others, there are many unexplained oddities — peculiar equations that can be written, which seem to have no relation to physics, but are mathematically beautiful.

For example: Euler’s number, “e” (not the electron charge we referred to earlier), when multiplied by the cosine of (1/α), equals 1 — or very nearly. (Make sure your calculator is set to radians, not degrees.) Why? What does it mean? No one knows.

What we do know is that Euler’s number shows up everywhere in statistics, physics, finance, and pure mathematics. For those who know math, no explanation is necessary; for those who don’t, consider clicking this link to Khan Academy, which will take you to videos that explain Euler’s number.


What about other strange appearances of alpha (α) in physics? Take a look at the following list of truths that physicists have noticed and written about; they don’t explain why, of course; indeed, they can’t; many folks wonder and yearn for deeper understanding:

1 — One amazing property about alpha (α) is this: every electron generates a magnetic field that seems to suggest that it is rotating about its own axis like a little star. If its rotational speed is limited to the speed of light (which Einstein said was the cosmic speed limit), then the electron, if it is to generate the charge we know it has, must spin with a diameter that is 137 times larger than what we know is the diameter of a stationary electron — an electron that is at rest and not spinning like a top. Digest that. It should give pause to anyone who has ever wondered about the uncertainty principle. Physicists don’t believe that electrons spin. They don’t know where their electric charge comes from.

2 — The energy of an electron that moves through one radian of its wave process is equivalent to its mass. Multiplying this number (called the reduced Compton wavelength of the electron) by alpha (α) gives the classical (non-quantum) electron radius, which, by the way, is about 3.2 times that of a proton. The current consensus among quantum physicists is that electrons are point particles — they have no spatial dimensions that can be measured. Click on the links to learn more.

3 — The physics that lies behind the value of alpha (α) requires that the maximum number of protons that can coexist inside an atom’s nucleus must be less than 137.

Think about why. 

Protons have the same (but opposite) charge as electrons. Protons attract electrons, but repel each other. The quarks, from which protons are made, hold themselves together in protons by means of the strong force, which seems to leak out of the protons over tiny distances to pull the protons together to make the atom’s nucleus. 

The strong force is more powerful than the electromagnetic force of protons; the strong force enables protons to stick together to make an atom’s nucleus despite their electromagnetic repulsive force, which tries to push them apart.

An EM force from 137 protons inside a nucleus is enough to overwhelm the strong forces that bind the protons to blow them apart. 

Another reason for the instability of large nuclei in atoms might be — in the Bohr model of the atom, anyway — the speed that an electron hops about is approximately equal to the atomic number of the element times the fine-structure constant (alpha) times the speed of light. 

When an electron approaches velocities near the speed of light, the Lorentz transformations of Special Relativity kick in. The atom becomes less stable while the electrons take on more mass; more momentum. It makes the largest numbered elements in the periodic table unstable; they are all radioactive.

The velocity equation is V = n * α * c .  Element 118 — oganesson — presumably has some electrons that move along at 86% of the speed of light.  [ 118 * (1/137) * (3E8) ]   86% of light-speed means that relativistic properties of electrons transform to twice their rest states.

Uranium is the largest naturally occurring element; it has 92 protons. Physicists have created another 26 elements in the lab, which takes them to 118, which is oganesson.

When 137 is reached (most likely before), it will be impossible to create larger atoms. My gut says that physicists will never get to element 124 — let alone to 137 — because the Lorentz transform of the faster moving electrons grows by then to a factor of 2.3. Intuition says, it is too large. Intuition, of course, is not always the best guide to knowledge in quantum mechanics.

Plutonium, by the way — the most poisonous element known — has 94 protons; it is man-made; one isotope (the one used in bombs) has a half-life of 24,000 years. Percolating plutonium from rotting nuclear missiles will destroy all life on Earth someday; it is only a matter of time. It is impossible to stop the process, which has already started with bombs lost at sea and damage to power plants like the ones at Chernobyl and at Fukushima, Japan. (Just thought I’d mention it since we’re on the subject of electron emissions, i.e beta-radiation.)

4 — When sodium light (from certain kinds of streetlamps, for example) passes through a prism, its pure yellow-light seems to split. The dark band is difficult to see with the unaided eye; it is best observed under magnification.


sodium-lamp-spectrum


The split can be measured to confirm the value of the fine-structure constant. The measurement is exact. It is this “fine-structure” that Arnold Sommerfeld noticed in 1916, which led to his nomination for the Nobel Prize; in fact Sommerfeld received eighty-four nominations for various discoveries. For some reason, he never won.


graphene-matrix


5 — The optical properties of graphene — a form of carbon used in solid-state electrical engineering — can be explained in terms of the fine-structure constant alone. No other variables or constants are needed.

6 — The gravitational force (the force of attraction) that exists between two electrons that are imagined to have masses equal to the Planck-mass is 137.036 times greater than the electrical force that tries to push the electrons apart at every distance. I thought the relationship should be the opposite until I did the math.

It turns out that the Planck-mass is huge — 2.176646 E-8 kilograms (the mass of the egg of a flea, according to a source on Wikipedia). Compared to neutrons, atoms, and molecules, flea eggs are heavy. The ratio of 137 to 1 (G force vs. e force) is hard to explain, but it seems to suggest a way to form micro-sized black holes at subatomic scales. Once black holes get started their appetites can become voracious.

The good thing is that no machine so far has the muscle to make Planck-mass morsels. Alpha (α) has slipped into the mathematics in a non-intuitive way, perhaps to warn folks that, should anyone develop and build an accelerator with the power to produce Planck-mass particles, they will have — perhaps inadvertently — designed a doomsday seed that could very well grow-up to devour Earth, if not the solar system and beyond.

7 — Alpha (α) is hidden inside the coupling constants of the electroweak theory, which unified the theories of the weak interaction and electromagnetism.

8 — The Standard Model of particle physics contains 20 or so parameters that cannot be derived; they must be experimentally discovered. One is the fine-structure constant (α), which is one of four constants that help to quantify interactions between electrons and photons.

9 — The speed of light is 137 times greater than the speed of “orbiting” electrons in hydrogen atoms. The electrons don’t actually “orbit.” They do move around in the sense of a probability distribution, though, and alpha (α) describes the ratio of their velocities to the cosmic speed limit of light. (See number 3 in this list for a description of element 118 — oganesson — and the velocity of some of its electrons.)

10 — The energy of a single photon is precisely related to the energy of repulsion between two electrons by the fine-structure constant alpha (α). Yes, it’s weird. How weird? Set the distance between two electrons equal to the wavelength of any photon. The energy of the photon will measure 137.036 times more than the repulsive force between the electrons. Here’s the problem. Everyone thinks they know that electron repulsion falls off exponentially with distance, while photon energy falls off linearly with wavelength. In these experimental snapshots, photon energy and electron repulsive energy are locked. Photons misbehave depending on how they are measured, right? The anomaly seems to have everything to do with the geometric shape of the two energy fields and how they are measured. Regardless, why “α”?



11 — The charge of an electron divided by the Planck charge — the electron charge defined by natural units, where constants like the speed of light and the gravitational constant are set equal to one — is equal to \sqrt{\alpha} . This strange relationship is another indicator that something fundamental is going on at a very deep level, which no one has yet grasped.

(\frac{q_e}{q_p})^2 = \alpha

The Planck relation and Planck’s law might provide additional insights for readers who want to know more.

12 — Some readers who haven’t toked too hard on their hash-pipes might remember from earlier paragraphs that the “strong force” is what holds quarks together to make protons and neutrons. It is also the force that drives protons to compactify into a solid atomic nucleus.

The strong force acts over short distances not much greater than the diameter of the atom’s nucleus itself, which is measured in femtometers. At this scale the strong force is 137 times stronger than the electromagnetic force, which is why protons are unable to push themselves apart; it is one reason why quarks are almost impossible to isolate.  Why 137?  No one has a clue.


Now, dear reader, I’m thinking that right now might be a good time to share some special knowledge — a reward for your courage and curiosity. We’ve spelunked together for quite a while, it seems. Some might think we are lost, but no one has yet complained.

Here is a warning and a promise. We are about to descend into the deepest, darkest part of the quantum cave. Will you stay with me for the final leg of the journey?  I  know the way.  Do you believe it?  Do you trust me to bring you back alive and sane?

In the Wikipedia article about α, the author writes, In natural units, commonly used in high energy physics, where ε0 = c = h/2π = 1, the value of the fine-structure constant is:

\alpha=\frac{e^2}{4\pi}

Every quantum physicist knows the formula. In natural units e = .302822…. 

Remember that the units collapse to make “α” a dimensionless number. Dimensional units don’t go away just because the values used to calculate the final result are set equal to “1”, right? Note that the value above is calculated a little differently than that of the Planck system — where 4πε is set equal to “1”.  

As I mentioned, the value for “α” doesn’t change. It remains equal to .0073…, which is 1 / 137.036…. What puzzles physicists is, why?

What is the number 4π about? Why, when 4π is stripped away, does there remain only “α” — the mysterious number that seems to quantify a relationship of some kind between two electrons?

Well… electrons are fermions. Like protons and neutrons they have increments of 1/2 spin. What does 1/2 spin even mean?

It means that under certain experimental conditions when electrons are fired through a polarized disc they project a visible interference pattern on a viewing screen. When the polarizing disc is rotated, the interference pattern on the screen changes. The pattern doesn’t return to its original configuration until the disc is rotated twice — that is, through an angle of 720°, which is 4π radians.

Since the polarizer must be spun twice, physicists reason that the electron must have 1/2 spin (intrinsically) to spin once for every two spins of the polarizer. Yes, it makes no sense. It’s crazy — until it isn’t.

What is more insane is that an irrational, dimensionless number that cannot be derived by logic or math is all that is left. We enter the abyss when we realize that this number describes the interaction of one electron and one photon of light, which is an oscillating bundle of no one knows what (electricity and magnetism, ostensibly) that has no mass and no charge.

All photons have a spin of one, which reassures folks (because it seems to make sense) until they realize that all of a photon’s energy comes from its so-called frequency, not its mass, because light has no mass in the vacuum of space. Of course, photons on Earth don’t live in the vacuum of space. When photons pass through materials like glass or the atmosphere, they disturb electrons in their wake. The electrons emit polaritons, which physicists believe add mass to photons and slow them down.

Polaritons can be thought of as light-matter waves

The number of electrons in materials and their oscillatory behavior in the presence of photons of many different frequencies determine the production intensity of polaritons. It seems to me that the relationship cannot be linear, which simply means that intuition cannot guide predictions about photon behavior and their accumulation of mass in materials like glass and the earth’s atmosphere. Everything must be determined by experiment.

Theories that enable verifiable predictions about photon mass and behavior might exist or be on the horizon, but I am not connected enough to know. So check it out.

Anyway… frequency is the part of Einstein’s energy equation that is always left out because, presumably, teachers feel that if they unveil the whole equation they won’t be believed — if they are believed, their students’ heads might explode. Click the link and read down a few paragraphs to explore the equation.

In the meantime, here’s the equation:

E=\sqrt{m^2c^4+(hf)^2}

When mass is zero, energy equals the Planck constant times the frequency. It’s the energy of photons. It’s the energy of light.

Photons can and do have any frequency at all. A narrow band of their frequencies is capable of lighting up our brains, which have a strange ability to make sense of the hallucinations that flow through them.

Click on the links to get a more detailed description of these mysteries.

What do physicists think they know for sure?

When an electron hops between its quantum energy states it can emit and absorb photons of light. When a photon is detected, the measured probability amplitude associated with its emission, its direction of travel, its energy, and its position are related to the magnitude of the square of a multi-dimensional number. The scalar (α) is the probability density of a measured vector quantity called an amplitude.

When multi-dimensional amplitudes are manipulated by mathematics, terms emerge from these complex numbers, which can’t be ignored. They can be used to calculate the interference patterns in double-slit experiments, for one thing, performed by every student in freshman physics.

The square root of the fine-structure constant matches the experimentally measured magnitude of the amplitude of electron/photon interactions — a number close to .085. It means that the vector that represents the dynamic of the interaction between an electron and a photon gets “shrunk” during an interaction by almost ten percent, as Feynman liked to describe it.

Because amplitude is a complex (multi-dimensional) number with an associated phase angle or direction, it can be used to help describe the bounce of particles in directions that can be predicted within the limitations of the theory of quantum probabilities.

Square the amplitude, and a number (α) emerges — the one-dimensional, unit-less number that appears in so many important quantum equations: the fine-structure constant.

Why? It’s a mystery. It seems that few physical models that go beyond a seemingly nonsensical vision of rotating hands on a traveling clock can be conjured forth by the brightest imaginations in science to explain the why or how.

The fine-structure constant, alpha (α) — like so many other phenomenon on quantum scales — describes interactions between subatomic particles — interactions that seem to make no intuitive sense. It’s a number that is required to make the equations balance. It just does what it does. The way it is — for now, at least — is the way it is. All else is imagination and guesswork backed by some very odd math and unusual constants.

By the way (I almost forgot to mention it): α is very close to 30 times the ratio of the square of the charge of an at-rest electron divided by Planck’s reduced constant.

Anyone is welcome to confirm the calculation of what seems to be a fairly precise ratio of electron charge to Planck’s constant if they want. But what does it mean?

What does it mean?

Looking for an answer will bury the unwary forever in the rabbit hole.




I’m thinking that right now might be a good time to leave the abyss and get on with our lives. Anyone bring a flashlight?

Follow me. And please — hurry.

Billy Lee

10001001.0000100100110111001111000011111000000111111

0.00000001110111100011111

WHY SOMETHING, NOT NOTHING?

People assume they see nothing, but in every case, when they look closely — when they investigate — they find something… air, quantum fluctuations, vacuum energy, etc.


QUESTION: Is this a large-scale view of the universe or a sub-microscopic view of vacuum energy and quantum fluctuations? Can anyone tell? The universe is not empty. Everywhere anyone looks, at all scales, it seems like there is no such thing as nothing.

Everyone finds no evidence that a state of nothing exists in nature or is even possible.

Physicists know this for sure: there can be no state of absolute zero in nature — not for temperature; not for energy; not for matter. All three are equivalent in important ways and are never zero — at all scales and at all time intervals. Quantum theory  — the most successful theory in science some will argue — claims that absolute zero is impossible; it can’t exist in nature.

There can be no time interval exactly equal to zero.

Time exists; as does space (which is never empty); both depend for their existence on matter and energy (which are equivalent).

Einstein said that without energy and matter, time and space have no meaning. They are relative; they vary and change according to the General Theory of Relativity, according to the distribution and density of energy and matter. As long as matter and energy exist, time can never be zero; space can never be empty.

People can search until their faces turn blue for a physical and temporal place where there is nothing at all, but they will never find it, because a geometric null-space (a physical place with nothing in it) does not exist. It never has and never will. Everywhere scientists look, at every scale, they find something.

We ask the question, Why is there something rather than nothing?  

Physicists say that nothing is but one state of the universe out of a google-plex of other possibilities. The odds against a state of nothingness are infinite.

Another glib answer is that the state of nothing is unstable. The uncertainty principle says it must be so. Time and space do not exist in a place where nothing exists. Once the instability of nothing forces something, time and space start rolling. A universe cascades out of the abyss, which has always existed and always will.  Right?

Think about it. It’s not complicated.

People seem to ignore the plain fact that no one has ever observed even a little piece of nothing in nature. There is no evidence for nothing.

Could it be that the oft-asked question — Why is there something rather than nothing? — is based on a false impression, which is not supported by any evidence?

Cosmic microwave background radiation is a good example. It’s a humming sound that fills all space. Eons ago CMB was visible light — photons packed like the molecules of a thick syrup — but space has expanded for billions of years; expansion stretched the ancient visible light into invisible wavelengths called microwaves. Engineers have built sensors to hear them. Everywhere and at every distance microwave light hums in their sensors like a cosmic tinnitus.

Until someone finds evidence for the existence of nothing in nature, shouldn’t people conclude that something exists everywhere they look and that the state of nothing does not exist? Could we not go further and say that, indeed, nothing cannot exist?  If it could, it would, but it can’t, so it doesn’t.

Why do people find it difficult, even disturbing, to believe that no alternative to something is possible? Folks can, after all, imagine a place with nothing in it. Is that the reason?

Is it human imagination that explains why, in the complete absence of any evidence, people continue to believe in the possibility of null-spaces — and null-states — and empty voids?


photon pic
Photons are mysterious quantities of light which have both wave and particle properties. The odd thing: physicists say they have zero rest mass. All their energy comes from their frequencies, which are invisible fields of electricity and magnetism that oscillate in a symbiotic dance of orthogonality. 

A physical packet (quantum) of vibrating light (a photon) can be said to have zero mass (despite having momentum, which is usually described as a manifestation of mass), because it doesn’t interact with a field now known to fill the so-called vacuum of space — the Higgs Field.  

Odder still: massive bodies distort the shape of space and the duration of time in their vicinities; packets of vibrating light (photons), which have no mass, actually change their direction of travel when passing through the distorted spacetime near massive bodies like planets and suns.

Maybe people cling to their belief in the concept of nothingness because of something related to their sense of vision — their sense of sight and the way their eyes and brains work to make sense of the world. Only a tiny interval of the electromagnetic spectrum, which is called visible light, is viewable. Most of the light-spectrum is invisible, so in the past no one thought it was there.

The photons people see have a peculiar way of interacting with each other and with sense organs, which has the effect of enabling folks to sort out from the vast mess of information streaming into their heads only just enough to allow them to make the decisions necessary for survival. They are able to see only those photons that enter their eyes. Were it otherwise humans and other life-forms might be overwhelmed by too much information and become confused.

Folks don’t see a lot of the extraneous stuff which, if they did observe it, would immediately disavow them of any fantasies they might have had about a state of nothingness in nature.

If we were not blind to 99.999% of what’s out there, we wouldn’t believe in the concept of nothing. Such a state, never observed, would seem inconceivable.

The reason there is something rather than nothing is because there is no such thing as nothing. Deluded by their own blindness, humans invented the concept of ZERO in mathematics. Its power as a place holder convinced them that it must possess other magical properties; that it could represent not just the absence of things that they could count, but also an absolute certainty in measurement that we now know is not possible.  

ZERO, we have learned, can be an approximation when it’s used to describe quantum phenomenon.

When the number ZERO is taken too seriously, when folks refuse to acknowledge the quantum nature of some of the stuff it purports to measure, they run into that most vexing problem in mathematics (and physics), which deconstructs the best ideas: dividing by zero, which is said to be undefined and leads to infinities that blow-up the most promising formulas. Stymied by infinities, physicists have invented work-arounds like renormalization to make progress with their computations.

Because humans are evolved biological creatures who are mostly blind to the things that exist in the universe, they have become hard-wired over the ages to accept the concept of nothingness as a natural state when, it turns out, there is no evidence for it.


baby in bubble
Anyone who has witnessed the birth of their own child understands that the child does not emerge from nothing, but is a continuation of life that goes back eons.

The phenomenon of life and death has added to the confusion. We are born and we die, it seems. We were once nothing, and we return to nothing when we die. The concept of non-existence seems so right; the state of non-being; the state of nothingness, so real, so compelling.

But we are fools to think this way — both about ourselves and about nature itself. Anyone who has witnessed the birth of their own child understands that the child does not emerge from nothing but is a continuation of life that goes back eons. And we have no compelling evidence that we die; that we cease to exist; that we return to a state of nothingness.

No one remembers not existing. None of us have ever died. People we know and love seem to have died, physically, for sure. But we, ourselves, never have.

Those who make the claim that we die can’t know for sure if they are right, because they have never experienced a state of non-existence; in fact, they never will. No human being who has ever lived has ever experienced a state of non-existence. One has to exist to experience anything.

Non-existence cannot be experienced. [for deeper insight, click Conscious Life and Conscious Quantum.]

Why is there something, not nothing?  Because there is no such thing as nothing. There never will be.

A foundation of modern physics is the Heisenberg Uncertainty Principle, right? If this principle is truly fundamental, then logic seems to demand that nothing can be exactly zero.

Nothing is more certain than zero, right? The Uncertainty Principle says that nothing fundamental about our universe can have the quale of certainty. The concept of nothing is an illusion. 

An alternative to nothing, is somethingSomething doesn’t require an explanation. It doesn’t require properties that are locked down by certainty. Doesn’t burden-of-proof lie with the naysayers?

Find a patch of nothing somewhere in the universe. 

It can’t be done.

The properties of things may need to be explained — scientists are always working to figure them out. People want to know how things get their properties and behave the way they do. It’s what science is.

Slowly, surely, science makes progress.

Billy Lee


Afterthought: The number ZERO is a valid place holder for computation but can never be a quantity of any measured thing that isn’t rounded-off. When thought about in this way, ZERO, like Pi (π), can take on the characteristics of an irrational number, which, when used for measurement, is always terminated at some arbitrary decimal place depending on the accuracy desired and the nature of the underlying geometry.


two equals one
Working with ZERO is tricky. Dividing by ZERO is never allowed, which is what was done in the second-to-last line to give the result:  2 = 1.  Remember: (a – b) = 0, because a = b.

The universe might also be pixelated, according to theorists. Experiments are being done right now to help establish evidence for and against some specific proposals by a few of the current pixel-theory advocates. If a pixelated universe turns out to be fact, it will confound the foundations of mathematics and require changes in the way small things are measured.

For now, it seems that Pi and ZERO — indeed, all measurements involving irrational numbers — are probably best used when truncated to reflect the precision of Planck’s constant, which is the starting point for physicists who hope to define what some of the properties of pixels might be, assuming of course that they exist and make up the fabric of the cosmos.

In practice, pixelization would mean that no one needs numbers longer than forty-five or so decimal places to describe at least the one-dimensional properties of the subatomic world.  According to theory, quantum stuff measured by a number like ZERO might oscillate around certain very small values at the fortieth decimal place or so in each of the three dimensions of physical space. A number ZERO which contained a digit in the 40th decimal place might even flip between negative and positive values in a random way.

The implications are profound, transcending even quantum physics.  Read the Billy Lee Conjecture in the essay Conscious Life, anyone who doesn’t believe it.

One last point: quantum theory contains the concept of superposition, which suggests that an elementary particle is everywhere until after it is measured. This phenomenon — yes, it’s non-intuitive — adds weight to the point of view that space is not only not empty when we look; it’s also not empty when we don’t look.

Billy Lee


Comment by the Editorial Board: 

Maybe a little story can help readers understand better what the heck Billy Lee is writing about. So here goes:

A child at night hears a noise in her toy-box and imagines a ghost. She cries out and her parents rush in. They assure her. There are no ghosts.

Later, alone in her room, the child hears another sound, this time in the closet. Her throbbing heart suggests that her parents must be lying.

Until she turns on the light and peeks into her closet, she can’t know for sure.

Then again, maybe ghosts fly away when the lights are on, she reasons.

In this essay, Billy Lee is trying to reassure his readers that there is no such thing as nothing. It’s not real.

Where is the evidence? Or does nothing disappear when we look at it?

Maybe ghosts really do fly away when we turn on the lights.


 

BELL’S INEQUALITY

UPDATE: 18 December 2022:  Royal Swedish Academy of Sciences on 4 October 2022 awarded the Nobel Prize in Physics to: 

Alain Aspect
Institut d’Optique Graduate School – Université Paris-
Saclay and École Polytechnique, Palaiseau, France


Alain Aspect, winner of 2022 Nobel Prize in Physics

John F. Clauser
J.F. Clauser & Assoc., Walnut Creek, CA, USA

Anton Zeilinger
University of Vienna, Austria

“for experiments with entangled photons, establishing the violation of Bell inequalities and pioneering quantum information science”


UPDATE: September 5, 2019:  I stumbled across this research published in NATURE during December 2011, where scientists reported entanglement of vibrational patterns in separated diamond crystals large enough to be viewed without magnification. Nature doi:10.1038/nature.2011.9532


UPDATE: May 8, 2018: This video from PBS Digital Studios is the best yet. Click the PBS link to view the latest experimental results involving quantum mechanics, entanglement, and their non-intuitive mysteries. The video is a little advanced and fast paced; beginners might want to start with this link.


UPDATE: June 17, 2016:   Ali Sundermier published a description of quantum entanglement for non-scientists. Here is the link.

Another beginner’s overview of quantum mechanics by Cathal O’Connell is in this link.

UPDATE: February 4, 2016:  Here is a link to the August 2015 article in Nature, which makes the claim that the last testable loophole in Bell’s Theorem has been closed by experiments conducted by Dutch scientists. Conclusion: quantum entanglement is real.

UPDATE: Nov. 14, 2014:    David Kaiser proposed an experiment to determine Is Quantum Entanglement Real?  Click the link to redirect to the Sunday Review, New York Times article. It’s a non-technical explanation of some of the science related to Bell’s Theorem. 


Someone nominated Irish physicist, John Stewart Bell, (1928-1990) for a Nobel Prize during the year he died from a sudden brain hemorrhage. Nobel rules prevent the awarding of prizes to people who have died. Bell never learned of his nomination.

John Stewart Bell‘s Theorem of 1964 followed naturally from the proof of an inequality he fashioned (now named after him), which showed that quantum particle behavior violated logic.

It is the most profound discovery in all science, ever, according to Henry Stapp—retired from Lawrence Berkeley National Laboratory and former associate of Wolfgang Pauli and Werner Heisenberg. Other physicists like Richard Feynman said Bell simply stated the obvious.


Beta Barium Borate crystals can be used to ”down-convert” photons into entangled pairs.

Here is an analogy I hope gives some idea of what is observed in quantum experiments that violate Bell’s Inequality: Imagine two black tennis balls—let them represent atomic particles like electrons or photons or molecules as big as buckyballs.



The tennis balls are created in such a way that they become entangled—they share properties and destinies. They share identical color and shape.  [Entangled particles called fermions display opposite properties, as required by the Pauli exclusion principle.]

Imagine that whatever one tennis ball does, so does the other; whatever happens to one tennis ball happens to the other, instantly it turns out. The two tennis balls (the quantum particles) are entangled.

[For now, don’t worry about how particles get entangled in nature or how scientists produce them.  Entanglement is pervasive in nature and easily performed in labs.]


According to optical and quantum experimentalist Mark John Fernee of Queensland, Australia, ”Entanglement is ubiquitous. In fact, it’s the primary problem with quantum computers. The natural tendency of a qubit in a quantum computer is to entangle with the environment. Unwanted entanglement represents information loss, or decoherence. Everything naturally becomes entangled. The goal of various quantum technologies is to isolate entangled states and control their evolution, rather than let them do their own thing.”

In nature, all atoms that have electron shells with more than one electron have entangled electrons. Entangled atomic particles are now thought to play important roles in many previously not understood biological processes like photosynthesis, cell enzyme metabolism, animal migration, metamorphosis, and olfactory sensing. There are several ways to entangle more than a half-dozen atomic particles in experiments.



Imagine particles shot like tennis balls from cannons in opposite directions. Any measurement (or disturbance) made on a ball going left will have the same effect on an entangled ball traveling to the right.

So, if a test on a left-side ball allows it to pass through a color-detector, then its entangled twin can be thought to have passed through a color-detector on the right with the same result. If a ball on the left goes through the color-detector, then so will the entangled ball on the right, whether or not the color test is performed on it. If the ball on the left doesn’t go through, then neither did the ball on the right. It’s what it means to be entangled.

Now imagine that cannons shoot thousands of pairs of entangled tennis balls in opposite directions, to the left and right. The black detector on the left is calibrated to pass half of the black balls. When looking for tennis balls coming through, observers always see black balls but only the half that get through. 


Spin is one of the characteristics of a quantum object, much like yellow is a characteristic of a tennis ball.

Spin describes a particle property of quantum objects like electrons — in the same way color or roundness describe tennis balls. The property is confusing, because no one believes electrons (or any other quantum objects) actually spin. The math of spin is underpinned by the complex-mathematics of spinors, which transform spin arrows into multi-dimensional objects not easy to visualize or illustrate. Look for an explanation of how spin is observed in the laboratory later in the essay. Click links for more insight.


Now, imagine performing a test for roundness on the balls shot to the right. The test is performed after the black test on the left, but before any signal or light has time to travel to the balls on the right. The balls going right don’t (and can’t) learn what the detector on the left observed. The roundness-detector is set to allow three-fourths of all round tennis balls through.

When round balls on the right are counted, three-eighths of them are passing through the roundness-detector, not three-fourths. Folks might speculate that the roundness-detector is acting on only the half of the balls that passed through the color-detector on the left. And they would be right.

These balls share the same destinies, right? Apparently, the balls on the right learned instantly which of their entangled twins the color-detector on the left allowed to pass through, despite all efforts to prevent it.

So now do the math. One-half (the fraction of the black balls that passed through the left-side color-detector) multiplied by three-fourths (the fraction calibrated to pass through the right-side roundness-detector) equals three-eighths. That’s what is seen on the right — three-eighths of the round, black tennis balls pass through the right-side roundness-detector during this fictionalized and simplified experiment.


Polarization is another characteristic of a quantum particle, much like roundness is for a tennis ball.
Polarization is a term used to describe a wave property of quantum objects like photons.  Polarizing filters are rotated in experiments to determine some of the properties of atomic particles, like spin.

According to Bell’s Inequality, twice as many balls should pass through the right-side detector (three-fourths instead of three-eighths). Under the rules of classical physics (which includes relativity), communication between particles cannot exceed the speed of light.

There is no way the balls on the right can know if their entangled twins made it through the color detector on the left. The experiment is set up so that the right-side balls do not have time to receive a signal from the left-side. The same limitation applies to the detectors.

The question scientists have asked is: how can these balls (quantum particles) — separated by large distances — know and react instantaneously to what is happening to their entangled twins? What about the speed limit of light? Instantaneous exchange of information is not possible, according to Einstein.

The French quantum physicist, Alain Aspect, suggested his way of thinking about it in the science journal, Nature (March 19, 1999).


Alain Aspect
Alain Aspect, French physicist, is best known for his work on quantum entanglement.

He wrote: The experimental violation of Bell’s inequalities confirms that a pair of entangled photons separated by hundreds of meters must be considered a single non-separable object — it is impossible to assign local physical reality to each photon.

Of course, the single non-separable object can’t have a length of hundreds of meters, either. It must have zero length for instantaneous communication between its endpoints. But it is well established by the distant separation of detectors in experiments done in labs around the world that the length of this non-separable quantum object can be arbitrarily long; it can span the universe.

When calculating experimental results, it’s as if a dimension (in this case, distance or length) has gone missing. It’s eerily similar to the holographic effect of a black hole where the three-dimensional information that lives inside the event-horizon is carried on its two-dimensional surface. (See the technical comment included at the end of the essay.)


Schematic of physicist Alan Aspect's experimental apparatus which verified that the act of measurement influenced distant entangled calcium electrons instantaneously.
Here is a drawing of an apparatus the French physicist, Alain Aspect, designed to quickly change the angle of polarity-measurements for emitted photons. In experiments, he used the logic of Bell’s Inequalities and the speed of his switches to show that it was not possible for photons to carry specific (or unique) polarity-angles until after they were measured by the polarization detectors.  Once measured, Alain showed that the new, narrowly defined polarity states of his photons always propagated to their distant entangled twins, instantly.  


Another way physicists have wrestled with the violations of Bell’s Inequality is by postulating the concept of superposition. Superposition is a concept that flows naturally from the linear algebra used to do the calculations, which suggests that quantum particles exist in all their possible states and locations at the same time until they are measured.

Measurement forces wave-particles to “collapse” into one particular state, like a definite position. But some physicists, like Roger Penrose, have asked: how do all the super-positioned particles and states that weren’t measured know instantaneously to disappear?

Superposition, a fundamental principle of quantum mechanics, has become yet another topic physicists puzzle over. They agree on the math of superposition and the wave-particle collapse during measurement but don’t agree on what a measurement is or the nature of the underlying reality. Many, like Richard Feynman, believe the underlying reality is probably unknowable.

Quantum behavior is non-intuitive and mysterious. It violates the traditional ideas of what makes sense. As soon as certainty is established for one measurement, other measurements, made earlier, become uncertain.

It’s like a game of whack-a-mole. The location of the mole whacked with a mallet becomes certain as soon as it is struck, but the other moles scurry away only to pop up and down in random holes so fast that no one is sure where or when they really are.

Physicists have yet to explain the many quantum phenomena encountered in their labs except to throw-up their hands to say — paraphrasing Feynman — it is the way it is, and the way it is, well, the experiments make it obvious.


Feynman
Richard Feynman (1918-1988) downplayed Bell’s Inequality because, he said, it simply pointed out what was already obvious from experiments.

But it’s not obvious, at least not to me and, apparently, many others more knowledgeable than myself. Violations of Bell’s Inequality confound people’s understanding of quantum mechanics and the world in which it lives. A consequence has been that at least a few scientists seem ready to believe that one, perhaps two, or maybe all four, of the following statements are false:

1) logic is reliable and enables clear thinking about all physical phenomenon;

2) the universe exists independently of any conscious observer;

3) information does not travel faster than light.

4) a model can be imagined to explain quantum phenomenon.

I feel wonder whenever the idea sinks into my mind that at least one of these four seemingly self-evident and presumably true statements could be false — possibly all four — because repeated quantum experiments suggest they must be. Why isn’t more said about it on TV and radio?


Quantum mechanics (1)
Some scientists think non-physicists cannot grasp quantum mechanics. This little girl disagrees.

The reason could be that the terrain of quantum physics is unfamiliar territory for a lot of folks. Unless one is a graduate student in physics — well, many scientists don’t think non-physicists can even grasp the concepts. They might be right.

So, a lot is being said, all right, but it’s being said behind the closed doors of physics labs around the world. It is being written about in opaque professional journals with expensive subscription fees.

The subtleties of quantum theory don’t seem to suit the aesthetics of contemporary public media, so little information gets shared with ordinary people. Despite the efforts of enthusiastic scientists — like Brian CoxSean M. CarrollNeil deGrasse Tyson and Brian Greene — to serve up tasty, digestible, bite-size chunks of quantum mechanics to the public, viewer ratings sometimes fall flat.

When physicists say something strange is happening in quantum experiments that can’t be explained by traditional methods, doesn’t it deserve people’s attention? Doesn’t everyone want to try to understand what is going on and strive for insights?  I’m not a physicist and never will be, but I want to know.

Even me — a mere science-hobbyist who designed machinery back in the day — wants to know. I want to understand. What is it that will make sense of the universe and the quantum realm in which it rests?  It seems, sometimes, that a satisfying answer is always just outside my grasp.

Here is a concise statement of Bell’s Theorem from the article in Wikipedia — modified to make it easier to understand: No physical theory about the nature of quantum particles which ignores instantaneous action-at-a-distance can ever reproduce all the predictions about quantum behavior discovered in experiments.


laser-controlled-polarization
Familiarity with concepts like wave polarization and particle-spin can help demystify some aspects of quantum mechanics. One aspect that can’t be demystified: in experiments quantum objects display the properties of both waves and particles.

To understand the experiments that led to the unsettling knowledge that quantum mechanics — as useful and predictive as it is — does indeed violate Bell’s proven Inequality, it is helpful not only to have a solid background in mathematics but also to understand ideas involving the polarization of light and — when applied to quantum objects like electrons and other sub-atomic particles — the idea of spin.  Taken together, these concepts are somewhat analogous to the properties of color and roundness in the imaginary experiment described above.

This essay is probably not the best place to explain wave polarization and particle spin, because the explanation takes up space, and I don’t understand the concepts all that well, anyway.  (No one does.)

But, basically, it’s like this: if a beam of electrons, for example, is split into two and then recombined on a display screen, an interference pattern presents itself. If one of the beams was first passed through a polarizer, and if experimenters then rotate the polarizer a full turn (that is, 360°), the interference pattern on the screen will reverse itself.  If the polarizer-filter is rotated another full turn, the interference pattern will reverse again to what it was at the start of the experiment.

So, it takes two spins of the polarizer-filter to get back the original interference pattern on the display screen — which means the electrons themselves must have an intrinsic “one-half” spin. All so-called matter particles like electrons, protons, and neutrons (called fermions) have one-half spin.

Yes, it’s weird. Anyway, people can read-up on the latest ideas by clicking this link. It’s fun. For people familiar with QM (quantum mechanics), a technical note is included in the comments section below.

Otherwise, my analogy is useful enough, probably. In actual experiments, physicists measure more than two properties, I’m told. Most common are angular momentum vectors, which are called spin orientations. Think of these properties as color, shape, and hardness to make them seem more familiar — as long as no one forgets that each quality is binary; color is white or black; shape is round or square; hardness is soft or hard.


Crystals can be used to “down-convert” photons into  entangled pairs.

Spin orientations are binary too — the vectors point in one of two possible directions. It should be remembered that each entangled particle in a pair of fermions always has at least one property that measures opposite to that of its entangled partner.

The earlier analogy might be improved by imagining pairs of entangled tennis balls where one ball is black, the other white; one is round, the other square; add a third quality where one ball is hard, the other soft. Most important, the shape and color and hardness of the balls are imparted by the detectors themselves during measurement, not before.

Before measurement, concepts like color or shape (or spin or polarity) can have no meaning; the balls carry every possible color and shape (and hardness) but don’t take on and display any of these qualities until a measurement is made. Experimental verification of these realities keep some quantum physicists awake at night wondering, they say.

Anyway, my earlier, simpler analogy gets the main ideas across, hopefully. And a couple of the nuances of entanglement can be found within it. I’ve added an easy to understand description of Bell’s Inequality and what it means to the end of the essay.

Here are two additional links with more depth: CHSH Inequality; Bell Test Experiments.


A carbord cut-out of a cat imaged by photons that never went through the cut-out itself. Credit: Gabriela Barreto Lemos
This cardboard cut-out of a cat was imaged by entangled photons. Lower energy photons interacted with the cut-out while their higher energy entangled twins interacted with the camera to create the picture.
Credit: Gabriela Barreto Lemos

In the meantime, scientists at the Austrian Academy of Sciences in Vienna recently demonstrated that entanglement can be used as a tool to photograph delicate objects that would otherwise be disturbed or damaged by high energy photons (light). They entangled photons of different energies (different colors).

They took photographs of objects using low energy photons but sent their higher energy entangled twins to the camera where their higher energies enabled them to be recorded. New technologies involving the strange behavior of quantum particles are in development and promise to transform the world in coming decades.

Perhaps entanglement will provide a path to faster-than-light communication, which is necessary to signal distant space-craft in real time. Most scientists say, no, it can’t be done, but ways to engineer around the difficulties are likely to be developed; technology may soon become available to create an illusion of instantaneous communication that is actually useful. Click on the link in this paragraph to learn more.

Non-scientists don’t have to know everything about the individual trees to know they are walking in a quantum forest. One reason for writing this essay is to encourage people to think and wonder about the forest and what it means to live in and experience it.

The truth is, the trees (particles at atomic scales) in the quantum forest seem to violate some of the rules of the forest (classical physics). They have a spooky quality, as Einstein famously put it.


remu warrior night scene 3
The quantum forest is a spooky place, Einstein said. 

Trees that aren’t there when no one is looking suddenly appear when someone is looking. Trees growing in one place seem to be growing in other places no one expected. A tree blows one way in the wind, and someone notices a tree at the other end of the forest — where there is no wind — blowing in the opposite direction. As of right now, no one has offered an explanation that doesn’t seem to lead to paradoxes and contradictions when examined by specialists.


Henry Stapp, Amazon.com
Henry Stapp, Amazon.com

John Stewart Bell proved that trees in the quantum forest violate laws of nature and logic. It makes me wonder whether anyone will ever know anything at all they can fully trust about fundamental, underlying essence of reality.

Some scientists, like Henry Stapp (now retired), have proposed that brains enable processes like choice and experiences like consciousness through the mechanism of quantum interactions. Stuart Hameroff and Roger Penrose have proposed a quantum mechanism for consciousness they call Orch Or.

Others, like Wolfgang Pauli and C. G. Jung, have gone further — asking, when they were alive, if the non-causal coordination of some process resembling what is today called entanglement might provide an explanation for the seeming synchronicity of some psychic processes — an arena of inquiry a few governments are rumored to have incorporated (to great effect) into their intelligence gathering tool kits.

In a future essay I hope to speculate about how quantum processes like entanglement might or might not influence human thought, intuition, and consciousness.

Billy Lee

P.S.  A simplified version of Bell’s Inequality might say that for things described by traits A, B, and C, it is always true that A, not B; plus B, not C; is greater than or equal to: A, not C.  

When applied to a room full of people, the inequality might read as follows: tall, not male; plus male, not blonde; is greater than or equal to: tall, not blonde.

Said more simply: tall females and dark haired men will always number more than or equal to the number of tall people with dark hair. 

People have tried every collection of traits and quantities imaginable. The inequality is always true, never false; except for quantum objects.


wave equation schrodinger
Schrödinger’s Wave Equation describes how the quantum state of a physical system changes with time. It can be used to calculate quantized properties and probability distributions of quantum objects.

One way to think about it: all the ”not” quantities are, in some sense, uncertain in quantum experiments, which wrecks the inequality. That is to say, as soon as ”A” is measured (for example) ,”not B” becomes uncertain. When ”not B” is measured, ”A” becomes uncertain.

The introduction of uncertainties into quantities that were — before measurement — seemingly fixed and certain doesn’t occur in non-quantum collections where individual objects are big enough to make uncertainties not noticeable. The inability to measure both the position and velocity of small things with high precision is called the uncertainty principle and is fundamental to physics. No advancement in the technology of measurement will ever overcome it.

Uncertainty is believed to be an underlying reality of nature. It runs counter to the desire humans have for complete and certain knowledge; it is a thirst that can never be quenched.

But what’s really strange: when working with entangled particles, certainty about one particle implies certainty about its entangled twin; predicted experimental results are precise and never fail.

Stranger still, once entangled quantum particles are measured, the results, though certain, change from those expected by classical theory to those predicted by quantum mechanics. They violate Bell’s Inequality and the common sense of humans about how things should work. 

Worse: Bell’s Theorem seems to imply that no one will ever be able to construct a physical model of quantum mechanics to explain the results of quantum experiments.  No ”hidden variables” exist which, if anyone knew them, would explain everything. 

Another way to say it is this: the underlying reality of quantum mechanics is unknowable.  [A technical comment about the mystery of QM is included in the comments section.]

Billy Lee